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Dennis Dickstein

Chief Privacy and Information Security Officer

Security

About

Dennis Dickstein is Chief Privacy and Information Security Officer for UBS Wealth Management Americas, responsible for developing and leading information security, data protection, identity theft protection and records management programs. He is also Chief Operating Officer of the UBS Americas Region Legal function, managing the area’s strategic planning, risk management, financial and administrative functions. In prior years, Mr. Dickstein led operational risk management and held operating and risk management positions in UBS and other financial services firms. Mr. Dickstein is co-author of the book “No Excuses: A Business Process Approach to Managing Operational Risk”, published January 2009 by John Wiley & Sons. He has spoken at conferences on the topics of privacy, information security, identity theft, operational risk, and aligning risk management to business objectives. Mr. Dickstein holds a Master’s degree from Harvard University and a Bachelor of Science degree from MIT. About UBS UBS is committed to providing private, institutional and corporate clients worldwide, as well as retail clients in Switzerland, with superior financial advice and solutions while generating attractive and sustainable returns for shareholders. Its strategy centers on its Wealth Management and Wealth Management Americas businesses and its leading universal bank in Switzerland, complemented by its Asset Management business and its Investment Bank. These businesses share three key characteristics: they benefit from a strong competitive position in their targeted markets, are capital-efficient, and offer a superior structural growth and profitability outlook. UBS’s strategy builds on the strengths of all of its businesses and focuses its efforts on areas in which it excels, while seeking to capitalize on the compelling growth prospects in the businesses and regions in which it operates. Capital strength is the foundation of its success. Headquartered in Zurich, Switzerland, UBS has offices in more than 50 countries, including all major financial centers, and approximately 60,000 employees. UBS Group AG is the holding company of the UBS Group. Under Swiss company law, UBS Group AG is organized as an Aktiengesellschaft, a corporation that has issued shares of common stock to investors. The operational structure of the Group comprises the Corporate Center and five business divisions: Wealth Management, Wealth Management Americas, Retail & Corporate, Asset Management and the Investment Bank.